Stock Swap Steps

1. Confirm that you or the entity investing qualifies as a wholesale investor

2. Discuss specific terms and agree to pricing with Equitable Investors

3. Make sure you've reviewed the Information Memorandum!

Please ask us for a copy if you haven't already received it.

4. Fill in the relevant application form

5. If the securities are held under a HIN, transfer is to occur via a "broker to broker” transfer request. If the securities are held under an SRN, we will provide a transfer form.